Financial Services Bill

House of Lords portcullis

House of Lords

Session 2009 - 10
Internet Publications
Other Bills before Parliament

Financial Services Bill

Financial Services Bill

[AS AMENDED IN COMMITTEE]

Contents
Council for Financial Stability
1
Council for Financial Stability
2
Report on structure of UK financial system
3
Proceedings of the Council
4
Annual report
5
Definitions
Disclosure of financial assistance to the Bank of England
6
Disclosure of financial assistance to the Bank of England
Objectives of FSA etc
7
Financial stability objective
8
Enhancing public understanding of financial matters etc
9
Meeting FSA’s regulatory objectives
Remuneration of executives of authorised persons
10
Executives’ remuneration reports
11
Executives’ remuneration reports: supplementary
12
Rules made by FSA about remuneration
Recovery and resolution plans
13
Rules made by FSA about recovery and resolution plans
Short selling
14
Power of FSA to prohibit, or require disclosure of, short selling
FSA’s disciplinary powers
15
Suspending permission to carry on regulated activities etc
16
Removal of restriction on imposing a penalty and cancelling authorisation
17
Performance of controlled function without approval
18
Approved persons guilty of misconduct
19
Publication of decision notices

HL Bill 51
54/5

Financial Services Bill
ii

Measures to protect consumers
20
Consumer redress schemes
21
Restrictions on provision of credit card cheques
Financial Services Compensation Scheme
22
Contribution to costs of special resolution regime
23
Power to require FSCS manager to act in relation to other schemes
Powers to require information
24
Information relating to financial stability
25
Asset protection scheme etc
Banking Act 2009
26
Services forming part of recognised inter-bank payment systems
27
Minor amendments of provision made by Banking Act 2009
Director of Savings
28
Administration of court funds by Director of Savings
General
29
Orders or regulations
30
Minor and consequential amendments
31
Extent
32
Commencement
33
Short title
Schedule 1   —
Further provision about the consumer financial education
body
Schedule 2   —
Minor and consequential amendments
Part 1   —
Amendments of Financial Services and Markets Act 2000
Part 2   —
Amendments of other legislation

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Revised 8 April 2010