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Session 1999-2000
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Amendments to the Financial Services and Markets Bill

Financial Services and Markets Bill -
Amendments to be debated in the House of Lords

Here you can browse the Amendments to the Financial Services and Markets Bill to be moved on Third Reading in the House of Lords.

  
After Clause 9
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Insert the following new Clause-- 
     ("  .--(1) This section applies to a representation made, in accordance with arrangements made under section 7, by the Practitioner Panel or by the Consumer Panel.
 
    (2)  The Authority must consider the representation.
 
    (3)  If the Authority disagrees with a view expressed, or proposal made, in the representation, it must give the Panel a statement in writing of its reasons for disagreeing.")
Duty to consider representations by the Panels.
  
Clause 115
 
  
BY THE LORD EATWELL
 
     Page 59, line 19, leave out ("amounts") and insert ("is to be regarded as amounting") 
  
Clause 142
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Page 72, leave out lines 19 to 21 and insert ("about the disclosure and use of information held by an authorised person ("A").") 
     Page 72, line 24, leave out from ("have") to end of line 26 and insert ("to disclose to a person ("B") for or with whom A does business in the course of carrying on any regulated or other activity;
    (  )  specify circumstances in which A may withhold information which he would otherwise have to disclose to B;
    (  )  require A not to use for the benefit of B information A holds which A would otherwise have to use in that way;
    (  )  specify circumstances in which A may decide not to use for the benefit of B information A holds which A would otherwise have to use in that way.")
 
     Page 72, line 27, leave out subsections (3) and (4) 
  
Clause 163
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Page 85, line 23, leave out from ("under") to end of line 27 and insert ("prescribed regulations relating to money laundering") 
  
Clause 224
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Page 121, line 23, leave out from ("for") to ("of") in line 26 and insert ("--
    (a)  financial loss; or
    (b)  any other loss, or any damage,")
 
  
Clause 390
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Page 215, line 19, after ("statement") insert (", promise or forecast") 
  
Clause 407
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Page 225, line 17, leave out ("or other document to be given") and insert ("direction or document of any kind to be given or authorises the imposition of a requirement") 
  
Clause 411
 
  
BY THE LORD McINTOSH OF HARINGEY
 
     Page 229, line 22, leave out (" 420(2)") and insert (" 420(3)") 
  
Schedule 12
 
  
BY THE LORD McINTOSH OF HARINGEY
[In substitution for the amendment printed on sheet HL Bill 63(a)]
 
     Page 270, line 19, leave out ("general insurance contracts") and insert ("contracts of general insurance") 
 
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