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Session 1999-2000
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Amendments to the Financial Services and Markets Bill

Financial Services and Markets Bill -
Amendments to be debated in the House of Lords

Here you can browse the Supplement (a) to the Fourth Marshalled List of Amendments to the Financial Services and Markets Bill to be moved in Committee in the House of Lords.

 [Amendments marked * are new or have been altered] 
Amendment
No.
 
  
Clause 139
 
  
BY THE LORD SAATCHI
THE LORD KINGSLAND
 
230J*     Page 65, line 19, at beginning insert ("either--
    (i)")
 
230K*     Page 65, line 21, after ("made;") insert ("or
    (ii)  the purpose for which the rules were made can be achieved in a different manner than as specified in the rules;")
 
  
Clause 230
 
  
BY THE LORD SAATCHI
THE LORD KINGSLAND
 
252YAA*       Page 118, line 17, after ("repurchased") insert ("in accordance with the body corporate's instrument of incorporation") 
  
Clause 245
 
  
BY THE LORD SAATCHI
THE LORD KINGSLAND
 
254KA*     Page 126, line 3, at end insert--
 
    ("(  )  If both the trustee and the manager are given a warning or decision notice, neither of them is to be treated as a third party for the purposes of section 375(2) or 376(2).")
 
  
Clause 250
 
  
BY THE LORD SAATCHI
THE LORD KINGSLAND
 
254RA*     Page 128, line 1, leave out ("section 141") and insert ("each of sections 141, 367, 369 and 371") 
254RB*     Page 128, line 3, at end insert ("and Part XIV shall also apply") 
  
Clause 253
 
  
BY THE LORD SAATCHI
THE LORD KINGSLAND
 
254UA*     Page 129, line 22, after ("Authority") insert ("having given a warning notice") 
  
Clause 277
 
  
BY THE LORD SAATCHI
THE LORD KINGSLAND
 
255H*     Page 142, line 21, leave out ("a person") and insert ("one or more competent inspectors") 
255J*     Page 143, line 24, at end insert--
 
    ("(  )  Section 167 has effect as if a requirement imposed by a person appointed to conduct an investigation under this section were an information requirement within the meaning of that section.")
 
255K*     Page 143, line 33, at end insert--
 
("or unless the imposing on him of a requirement with respect to such information or document has been specifically authorised by the investigating authority".)
 
  
Schedule 19
 
  
BY THE LORD ELTON
 
282*     Page 268, line 9, at end insert-- 
 
("1977 c. 46. The Insurance Brokers (Registration) Act 1977. The whole Act.")
 
 
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Prepared 27 March 2000