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Session 1999-2000
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Amendments to the Financial Services and Markets Bill

Financial Services and Markets Bill -
Amendments to be debated in the House of Lords

Here you can browse the Supplement (a) to the Second Marshalled List of Amendments to the Financial Services and Markets Bill to be moved in Committee in the House of Lords.

  
Clause 8
 
  
BY THE LORD ELTON
 
74B*     Page 4, line 21, at end insert--
 
    ("(  )  The Authority must make such appointments under subsection (5) above as will ensure that the interests of persons and individuals engaged in each of the activities listed in Part I of Schedule 2 are represented.")
 
74C*     Page 4, line 21, at end insert--
 
    ("(  )  The Authority shall provide such resources as it considers necessary for the effective operation of the Practitioner Panel.")
 
74D*     Page 4, line 21, at end insert--
 
    ("(6)  The Practitioner Panel may establish such committees as it considers necessary or convenient for its purposes.
 
    (7)  Such committees may co-opt such authorised persons or individuals as they consider necessary or convenient to assist them.
 
    (8)  Persons or individuals co-opted under subsection (7) of this section shall have a voice but no vote in any proceedings of that committee.")
 
  
After Clause 8
 
  
BY THE LORD HUNT OF WIRRAL
 
74E*     Insert the following new Clause-- 
     ("  .--(1)  Arrangements under section 7 must include the establishment and maintenance of a panel of persons (to be known as the "Small Business Practitioner Panel") to represent the interests of practitioners who are in businesses which employ fewer than fifteen persons.
 
    (2)  The Authority must appoint one of the members of the Small Business Practitioner Panel to be its chairman.
 
    (3)  The Treasury's approval is required for the appointment or dismissal of the chairman.
 
    (4)  The Authority must have regard to any representations made to it by the Small Business Practitioner Panel.")
The Small Business Practitioner Panel.
  
Clause 109
 
  
BY THE LORD KINGSLAND
 
208A*     Page 51, line 1, leave out from ("which") to ("the") in line 3 and insert ("falls below") 
208B*     Page 51, line 4, leave out ("a person") and insert ("the person or persons concerned") 
212B*     Page 51, line 20, after ("which") insert ("that behaviour conformed with the then generally accepted market practice or") 
  
Clause 113
 
  
BY THE LORD KINGSLAND
 
215A*     Page 54, line 1, after ("If") insert ("the court on the application of") 
  
Clause 114
 
  
BY THE LORD KINGSLAND
 
219A*     Page 54, line 8, leave out ("of its policy") and insert ("containing such provisions as the Authority considers will give appropriate guidance to a court as to the appropriate policy to be followed by the court") 
  
Clause 116
 
  
BY THE LORD KINGSLAND
 
220A*     Page 55, line 13, after ("to") insert ("apply to the court to") 
221A*     Page 55, line 15, at end insert ("which the Authority will apply to the court to impose") 
  
Clause 117
 
  
BY THE LORD KINGSLAND
 
222A*     Page 55, line 20, leave out from ("to") to end of line 28 and insert ("apply to the court to impose a penalty on a person under section 113, it must first notify him in writing") 
  
Clause 129
 
  
BY THE LORD HUNT OF WIRRAL
[As an amendment to Amendment 229]
 
229A*     Line 9, leave out from ("to") to end of line 10 
 
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