Financial Services and Markets Appendices to the Minutes of Evidence


ANNEX 1

FSA consultation and feedback/policy statements consultative papers 1-21

Consultation
Paper No.
Topic Date and Nature of Feedback/Policy Statement

CP1Consumer involvement Feedback and Policy Statement: "The Open Approach to Regulation" July 1998
CP2Practitoner involvement Feedback and Policy Statement: "The Open Approach to Regulation" July 1998
CP3Paying for banking supervison Responses taken into account in CP6—FSA's consultation on fees for 1998-99
CP4Consumer complaints Policy Statement issued March 1998
CP5Consumer compensation Feedback to be included in a feedback statement by end of Q2 1999
CP6Fees 1998-99Fees made and published March 1998, following consideration of responses
CP7Pensions transfers and opt-outs review (phase 2) Statements of policy and feedback statements in August 1998 and January 1999
CP8Designing the FSA handbook of rules and guidance Feedback Statement October 1998
CP9The regulation of Individual Saving s Accounts Policy Statement October 1998
CP10Market abuseFeedback Statement March 1999
CP11Limited issue and limited redemption funds Policy Statement to be issued in due course
CP12The implementation of the Investors Compensation Directive (ICD) Revised rules implementing ICD issued September 1998
CP13The FSA Principles for businesses Feedback Statement due in the second quarter 1999
CP14Collective Investment Schemes: Single Pricing and other amendments to the regulations Letter issued January 1999 to relevant firms and associations
CP15Promoting Public Understanding of Financial Services: A strategy for consumer education Action plan/policy statement due Q2 1999
C16The future regulation of Lloyd's Feedback Statement due second quarter 1999
CP17Financial services regulation: Enforcing the new regime Feedback Statement due second quarter 1999
CP18Fees for 1999-2000 Small number of responses received. FSA's Finance Director responded personally to all
CP19Simplification of the pension review loss assessment calculations for transfers Policy Statement due Q2 1999; feedback statement due Q3 1999
CP20Qualifying conditions for authorisation Feedback Statement due Q3 1999
CP21Pension transfers and opt outs review Phase 2: optional compliance test for transfer cases Policy Statement due Q2 1999; feedback statement due Q3 1999




 
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Prepared 14 May 1999