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Session 1998-99
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Joint Committee on Financial Services and Markets Publications

Joint Committee on Financial Services and Markets - First Report

Here you can browse the report together with the Proceedings of the Committee. The published report was ordered by the House of Lords and the House of Commons to be printed 27 April 1999.


CONTENTS


Terms of Reference

REPORT

I. SUMMARY OF CONCLUSIONS AND RECOMMENDATIONS

II. INTRODUCTION

III. STATUTORY OBJECTIVES AND PRINCIPLES

IV. SCOPE

V. ACCOUNTABILITY

VI. DISCIPLINE AND ENFORCEMENT

VII. MARKET ABUSE

VIII. THE OMBUDSMAN SCHEME

ANNEX A:  Pre-legislative process

ANNEX B  :  Memorandum by the House of Lords Delegated Powers and Deregulation Committee

ANNEX C:  Opinion by Lord Lester of Herne Hill QC and Javan Herberg

ANNEX D:  Advice by Lord Lester of Herne Hill QC and Monica Carss-Frisk

MINUTES OF PROCEEDINGS

MINUTES OF EVIDENCE
    TUESDAY 16 MARCH 1999
    THURSDAY 18 MARCH 1999
    TUESDAY 23 MARCH 1999
    THURSDAY 25 MARCH 1999
    TUESDAY 30 MARCH 1999
    TUESDAY 13 APRIL 1999
    THURSDAY 15 APRIL 1999

APPENDICES TO THE MINUTES OF EVIDENCE


 
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Prepared 14 May 1999