NHS Redress Bill [Lords]


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Andy Burnham: Under clause 10(2)(i) a scheme may
“require a member of the scheme to prepare and publish an annual report about such cases and the lessons to be learnt from them.”
I agree with the principle that there should be local accountability and greater speed in dealing with cases. I would go further and say that that should be a requirement on scheme members, and the Bill clearly allows that to happen.
Mr. Hurd: Have we not just heard an argument for “shall” rather than “may”?
Andy Burnham: As the hon. Gentleman knows, the Bill is in many ways an enabling one. Much of the detail will come forward in secondary legislation. Subsection (2) clearly lays out the expectation that he seeks. We will come to clause 10 in due course, and perhaps he will make his point again then. Given my assurances about the requirement, it is clear that we intend to operate in that way.
Mr. Stuart: Even though, under a previous clause, a report should ordinarily be provided, the Minister is unhappy to allow a report to be included in this case. The Minister is suggesting that he will not amend the legislation to say even that an annual report must be provided. We are to take that provision entirely on the Minister’s assurance, without reassurance being put in the law. I hope he will accept that that is simply not good enough.
It is a problem that so much is being left to secondary legislation. On a core issue such as this, which is of great matter to Members across the Committee, we need an assurance that, if the Minister cannot accept the argument for a report to be provided in each case, at least we on the Committee, who are helping to amend the law, should know that there is a guarantee that the lessons will be put into an annual report.
Andy Burnham: Quite simply, we would not be bringing forward the legislation if we did not believe that these matters were important. I make no apology—none at all—for saying that we will bring forward the detail that flows from the legislation in careful consultation with stakeholders in the national health service. We will do so in a way that achieves the objectives of the scheme without placing undue burdens and distractions on bureaucracy. The hon. Gentleman would not want that, and nor would we. The expectation is clearly that an explanation will ordinarily be given in every case.
As I made clear when pressed by my hon. Friend the Member for Stoke-on-Trent, Central and the hon. Member for Romsey, I am prepared to say that we should make it clear to scheme members in good practice guidance that there should ordinarily be an explanation and, where appropriate, that action should be taken on the issues that the explanation raises. What I resist is the idea that the explanation should be the content of a report published in each case. Our intention is clear. We are bringing forward the legislation and there is no attempt to resile from the commitments. We are bringing the legislation forward in a way that people in the NHS feel is proportionate.
Mr. Baron: I do not believe that it is too late for the Minister to make a manuscript amendment on this matter, particularly if we do not reach clause 10 until Thursday. He may wish to consider changing one word from “may” to “shall”.
Moving on to clause 12(2)(b), I point out to the Minister and to Committee members that there is already a requirement in the Bill to produce a report
“on any lessons to be learnt in accordance with section 10(2)(h).”
We will debate that when we come to clause 12 but I ask hon. Members from all parts of the Committee to bear it in mind while we debate clause 3.
On amendment No. 15, I believe that there is a case of principle. If a report is not written, how can we guarantee that lessons are being learned? There is something of a downside with an annual report, because the lessons to be learned could be urgent. Waiting a year might not be good enough, particularly if lessons have to be learned, in serious cases of negligence, for the benefit of patients as a whole. Will the Minister address those points?
Andy Burnham: I shall address them directly by saying that I will not be tabling a manuscript amendment. As I made clear, the Bill makes perfect provision for what we intend. I am prepared to say that we should clarify in guidance some of the matters that colleagues have raised, but the Bill is sound, and there is no need for a further amendment.
On the hon. Gentleman’s second point, people might not simply accept the explanation or apology. Everyone accepts that people will argue about the finance, but they might not either accept the terms of the explanation or apology. If they do not accept them, they do not sign away their rights; they can remove themselves from the process and pursue matters elsewhere. The provisions are simply an attempt to get the system to confront the case in a better way at a particular stage and do not close off the option of pursuing matters further. The Bill is therefore sound and does exactly what I described.
Ms Diana R. Johnson (Kingston upon Hull, North) (Lab): I have listened carefully to what the Minister said about concerns over adding to the administrative burden on trusts, but will he comment on the requirements already placed on trusts? There is a requirement that they publish annually a risk assessment list relating to what they have done and details of the clinical governance issues that have arisen over the previous 12 months. I wonder whether that would be a way forward in dealing with this issue.
Secondly, my hon. Friend is right that such matters are addressed in the requirements on trusts to put details of clinical governance in their organisation into the public domain. I therefore agree that we already have in place a system whereby such things can be done. The Bill asks whether we can do them even better still and promote a better culture in the national health service when it comes to dealing with patient complaints.
My hon. Friend is right to say that we must think carefully, and that brings me back to my earlier point. In seeking to create the arrangements before us, we must set up something that is proportionate to the aim that we seek to achieve. It would be right and proper for an individual who was not happy with the explanation or the follow-up action to pull back from the scheme and pursue redress through other avenues. However, we must create a scheme that is—light touch would be the wrong word—not over complicated and prescriptive in its requirements.
Judy Mallaber (Amber Valley) (Lab): I have been listening carefully because I am particularly concerned about a case that I have dealt with. A girl died of meningitis, and there may have been mistakes by the GP, the ambulance service and the hospitals. I have been seeking to mediate between the primary care trust, which wanted to get into a system that was not legalistic and in which it could address all the issues, and the family’s desires, but it has been quite complex to get into something that satisfies everybody. I am reasonably satisfied that the Bill will mean that such people get an explanation and that it will take account of the changes that need to be made.
Although I am tempted by the amendment, I have some anxiety that it would make each individual expect in every circumstance to be given something to show how a problem will be prevented from happening again, even if it cannot be prevented. I hope that my explanation is not too tortuous. It is not just a matter of an administrative burden. A situation could be dealt with by having clear guidance on what is expected to be contained in an explanation, without the requirement of a promise that what happened to one person will never happen again even if such a promise is unrealistic. Will it be possible to give clear guidance on what should be in an explanation?
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Andy Burnham: I can give my hon. Friend that undertaking. We should spell out clearly the circumstances in which authorities should take action to prevent certain things from happening again. Such cases will be pretty clear to us from our own experience. I agree with my hon. Friend that to create an unrealistic expectation that everyone will get a report stating action to be taken could cause unnecessary distress or argument. If no action is taken, people might feel that it should be. There are provisions in the Bill to deal with such matters in a balanced way, and we do not need to go a step further and make reports a requirement in every case handled in the NHS redress scheme.
We have rightly spent a lot of time on amendment No. 15, but I wish to move on to amendment No. 18, which is intended to do something slightly different: to enable the scheme to make provision about the disclosure of all findings made during the investigation of a case and any assessments of liability in tort to a patient or their representative. The Government intend that in any case under the scheme, relevant material will be disclosed to the patient or other individual eligible for redress. I hope that my hon. Friend the Member for Birmingham, Erdington, will be reassured on that point. For example, we intend that medical records, adverse incident reports, complaints files and health and safety executive investigation reports, when relevant, will be disclosed.
Mr. Simon: I thank the Minister and am reassured. Like many of the outside organisations that are following the Bill closely, I understand his desire to craft enabling legislation and not to surround the process with deadening bureaucracy. Nobody wants an over-prescriptive Bill, and if the Department wants to create enabling legislation and do much of the work through regulations afterwards, that is fine. However, the quid pro quo is that reassurance and soft undertakings on guidance and secondary legislation are needed. They would make our proceedings much more meaningful for those of us who believe that the Bill is good at heart but want to see the Government take advantage of the opportunity that they have created.
Andy Burnham: My hon. Friend is right to press me on that important point. We must create a scheme that will deliver openness, less secrecy and a more confident and forward-facing culture, and with such a culture comes disclosure. A case under the scheme will mirror the situation of one handled by the NHS Litigation Authority under the clinical negligence scheme for trusts. All the existing statutory rights of access to information under the Data Protection Act 1998 will apply.
In an earlier intervention, my hon. Friend rightly said that the system will not present extra bureaucracy, because an investigation report will have been prepared by a trust anyway, particularly in the most serious cases, under the NHS redress scheme. I think that he is referring to such reports with reference to full disclosure under the scheme. Amendment No. 18 would provide for such a report to be disclosed.
It is intended that the scheme may provide for investigation of cases to lead to a report, and we intend to consider further, in consultation with stakeholders, whether the investigation report should be made available to the patient or an individual who is eligible for redress, subject to any restrictions connected with patient confidentiality or data protection. That would of course be in addition to the explanation of what had gone wrong, under clause 3(2), which we spent some time discussing.
It is the Government’s intention that the scheme authority will publish guidance to scheme members about their functions under the scheme, including sharing examples of good practice, as appropriate. That will include guidance on the matters to be covered in an explanation, to encourage the move towards a more open culture in which full and open explanations are provided as a matter of course.
I hope that I have given my hon. Friend the assurances that he wants, but I must point out that the need may arise for non-disclosure to some extent. There may be situations in which it is not appropriate for personal information to be disclosed; for example, if an application has been made to the scheme by a dependant, following the death of a relative who wanted their medical records to remain private and confidential, it may not be appropriate for all the details, which may include the medical records, to be disclosed to the surviving relative.
That becomes complicated legal territory and although I want to go with the grain of what my hon. Friend says, I hope that he will respect the fact that it would not be right to give a blanket commitment to disclose all details in investigation reports. There would be circumstances in which people would not want their details made available to third parties.
The amendment seems to envisage the disclosure even of information about the assessment of liability. Confidential communications for the purpose of obtaining legal advice and assistance may be privileged in accordance with the general rules of legal professional privilege, and we believe that it is appropriate for those general rules to apply to the NHS redress scheme.
For those reasons I oppose the amendment, but I assure the hon. Member for Romsey that we are committed to an appropriate level of disclosure under the scheme. I believe that we are going as far as we can to satisfy my hon. Friend the Member for Birmingham, Erdington and others in establishing a scheme that is based around the patient and help for the patient in moving forward, but which balances that with confidentiality and considerations of data protection.
We want to find the appropriate level of disclosure and intend to consider further, in consultation with stakeholders, whether the investigation report should be made available to the patient or individual who is eligible for redress, subject to restrictions in connection with data protection. A balance is needed between ensuring that sufficient information is disclosed to enable legal advisers accurately to assess whether an offer under the scheme is fair and reasonable, and ensuring that confidential communications remain privileged, as is appropriate in accordance with the general rules of legal professional privilege.
It should be considered that people who gave a full and frank explanation during an investigation of what went wrong and why might not want all their comments to be disclosed. In the interest of openness and honesty, we should understand that full disclosure might prevent people from coming forward with full and detailed explanations. There is a balance to be obtained in all those matters, but, as is generally true in such matters, the Government’s direction of travel has been towards freedom of information, and making information available where appropriate. That is what we intend by the NHS redress scheme. With the reassurances I have given, and our long debate on the proposals, I hope that the hon. Lady will ask leave to withdraw the amendment.
 
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Prepared 14 June 2006