NHS Redress Bill [Lords]


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Clause 3

Redress under scheme
Sandra Gidley: I beg to move amendment No. 15, in clause 3, page 3, line 4, at end insert—
‘(d) the production of a report on action being taken to reduce the risk of similar errors being repeated'.
The Chairman: With this it will be convenient to discuss amendment No. 18, in clause 6, page 4, line 17, at end insert—
‘( ) about the provision to a person seeking redress under the scheme of a report on the full findings of any investigations into an incident which is the subject of proceedings under the scheme and assessments of liability in tort under the scheme'.
Sandra Gidley: The stated aim of the Bill is to ensure not just that there is financial compensation but that patients receive a proper report of what has gone wrong and that they are clear about what actions are being put in place to ensure that the same mistake is not repeated. On Second Reading there was consensus among hon. Members from all parties that if the problems that came to the notice of a constituency MP were investigated sooner and taken more seriously, if apologies were made and the patient was reassured that something was happening to prevent further mistakes, life would be much simpler, for the constituent’s MP if for nobody else.
Research has shown that most people’s motivation is to ensure that mistakes are not repeated. It is sometimes frustrating to receive a bland response saying, “Yes, we have got an action plan in place, so you can be reassured that this will not happen again.” Health professionals are not always open about sharing that action plan with others. That is the area that the amendments seek to address. Amendment No. 15 would make it a requirement that the provision of assurances that lessons have been learned and action will be taken to reduce the risk of errors being repeated is an essential part of the redress package. At the moment, it is not clear that that must happen. To our way of thinking, it is a fundamental part of the review.
I gather that there are plans for an annual report that will be anonymised. That is not enough for the individual patient who, having brought a complaint, wants to be absolutely clear that action is being taken in their local area, that they know what that action is and that there is openness and transparency about the process.
The Bill does not require any reporting of the results of investigations or assessments of eligibility for redress under the scheme. Only an offer of redress, apology and explanation is required for people who are assessed by the scheme as being eligible for redress. Those who are assessed as ineligible may get nothing at all. In order to make a decision as to whether to accept an offer of redress or accept an assessment of being ineligible for redress, it is important that the patient has the full facts and rationale for the decisions made. That is in the spirit of openness that the National Patient Safety Agency is trying to foster. It would clearly be unfair and unreasonable for such information to be withheld. It would seriously undermine the credibility of the scheme and the culture of openness that is aspired to.
Mr. Baron: We have a lot of sympathy with amendment No. 15. However, clause 10(2)(i) refers to reports being produced and to lessons learned. Having said that, the hon. Lady has made a powerful case for amendment No. 15. The bottom line is that research has clearly shown that when something goes wrong, what patients want is often only an explanation, an apology and an assurance that the lessons have been learned. Compensation does not necessarily rank high on their list of priorities. Many patients just want to know that what happened to them will not happen to other patients in the health service. It is almost an altruistic approach: they are keen that lessons are learned for the benefit of others.
The open, independent fact-finding investigation that we propose reflects those priorities. Patient safety is promoted by ensuring that lessons learned are not lost. Amendment No. 15 reinforces that point and asks that a report be produced. Although, as I mentioned, reports are required in other clauses in the Bill, an individual report—rather than the annual report envisaged in clause 10—may be a worthwhile step.
It appears to many that the Government’s focus in the Bill on compensation does not reflect patient priorities. In some respects, their focus may subvert the purpose of the investigation. It also means that the importance of the explanation and any lessons learned risk being relegated. The production of a report based on an individual case may rebalance the situation somewhat. So I wholeheartedly concur with amendment No. 15 and am happy to support it.
I have more of a problem with amendment No. 18. The system in the Bill separates fact finding from fault finding. At the end of the fact finding, patients are at liberty to accept an offer from the NHS Litigation Authority, as determined by its internal procedures, or to go to a resolve-type scheme, to mediate in some other way or, as a last resort, to go to the courts if they wish to seek compensation. The crucial matter is that the facts, not the fault, are what is important under the scheme. In such circumstances, the report would not ordinarily be available. That is the way in which the law works. So, I am somewhat indifferent to amendment No. 18.
Dr. Pugh: I will speak briefly in favour of amendment No. 15. It is, to some extent, pushing the envelope because it extends the giving of redress to include a report on similar cases and changes being put forward by the hospital to stop similar errors occurring. I can recall many cases to which the amendment would apply. My reason for supporting it goes back to a particular case in which an elderly gentlemen who was very ill—he subsequently died, although that had nothing to do with this episode—was asked to walk when he arrived at hospital because there were not enough wheelchairs. He had a very painful experience, when he should have been whisked into hospital in a wheelchair.
I was contacted by the family. It was perfectly apparent that they did not want money or any redress for their father, who was by then deceased. Nor did they want heads on the block. They just wanted to know that no such thing would happen again. When I investigated the matter, I found out anecdotally that there were enough wheelchairs in the hospital, but they were in the wrong places. In some cases, wheelchairs had been taken incorrectly by members of the public. There was something to be learned from the episode. The redress that the family wanted was that the message had gone to the hospital that this sort of thing should not happen again.
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It is not my job to point out weaknesses in the amendment, but one weakness is that in some cases there will be no lessons to be learned. There is human error even in the best-designed schemes, procedures and protocols. People will ignore protocols or fail to carry out a scheme effectively. The amendment has force and it should be in the Bill.
Mr. Siôn Simon (Birmingham, Erdington) (Lab): It is a pleasure to serve under your chairmanship, Miss Begg.
I support amendment No. 18 and I agree with the two reasons given by the hon. Member for Romsey why the publication of a report makes sense. First, it will help those who may turn out to be entitled to redress to evaluate whether the redress offered is in their interests, and it makes sense for them to be provided with the full facts. Secondly, and more important, as the hon. Lady said the amendment is for those who may be deemed by any process to be ineligible for redress. It seems unlikely that those people are random strangers to whom nothing bad has happened who have walked in off the street and started claiming excessive amounts of compensation from the national health service.
At the very least, the people concerned must feel a strong sense of grievance. A report is all the more important if they have gone through a procedure and been told that, despite their strong sense of grievance, they are not eligible for redress under the new scheme or, presumably, under law. In those circumstances, it is all the more important that they be provided with a report that gives the facts and the outcome of the investigation, tries to lead them to an understanding of why their sense of grievance was objectively deemed to be misplaced and tells them why they are not entitled to the redress to which they felt they were entitled.
The Government should have a very good, strong reason not to give people simple information about what has happened to them and I hope that the Minister will be able to enlighten us in that respect. The amendment simply calls for the publication of a report, which should be available to the people who have been part of the process. To borrow and cross-apply a parliamentary phrase, a negative resolution or assumption should pertain in this case. There must be a very good reason indeed not to do what the amendment proposes, and I shall be grateful if the Minister will tell me what it might be
Andy Burnham: I understand where the hon. Member for Romsey was coming from in tabling her amendment. I also want to pick up on the closing comments of my hon. Friend the Member for Birmingham, Erdington. I accept that in many cases people do have a strong sense of grievance, and it still exists even if the scheme or the procedures that are in place have not been able to resolve it financially or to apportion liability. It is important to address the legitimate questions that people raise, but I do not think that anything that we are proposing rules that out. In fact, it facilitates precisely that process and enables people to have a greater sense that their complaint has been properly investigated and addressed. The hon. Member for Billericay was absolutely right to say that the vast majority of people who come through the doors of our surgeries say something along the lines of, “I don’t want it to happen to anybody else” or, “I want to be sure that this cannot happen again”. Although they have felt personal confusion and distress, the overriding motivation is that what happened to them be exposed and that changes are made to the system so that the same thing does not happen to somebody else.
The way in which the Bill is drafted facilitates that process. The Bill does not need to lay down that a report has to be produced. I would refer the hon. Lady and hon. Members to subsections (2)(a) and (b). Obviously the giving of an explanation is in itself the preparation of a report. It might not be as formal as a report, but the giving of an explanation is essentially reporting on what happened, and that is clearly laid out in the Bill. The phrase “ordinarily to comprise” is used in clause 3(2), which lays down that that should be a matter of course.
One of the important benefits which the scheme is intended to provide is an improvement in the ability of the NHS to learn from its own mistakes. I do not believe that amendment No. 15 is necessary in order to achieve that. As others have said, the spirit is that complaints should be investigated before they are even brought by the patient and that there should be an open culture rather than a back-foot or a defensive culture. The Bill will deliver precisely that.
Sandra Gidley: I agree entirely with the Minister that the Bill says:
“A scheme must provide for redress ordinarily to comprise —
(a) the making of an offer of compensation in satisfaction of any right to bring civil proceedings in respect of the liability concerned,
(b) the giving of an explanation, and
(c) the giving of an apology,”.
The point of the amendment is that we need to go a step further. The hon. Member for Billericay said that people often say, “I do not want this to happen to anybody else”. That is not addressed in the Bill. Patients often feel it is important to know exactly what measures are being taken to ensure that the mistake does not happen again. The Bill does not deal with that in the way that a modern NHS should.
Andy Burnham: I am sure that the hon. Lady will, like me, find that every case is different and that some have more merit than others. With regard to amendment No. 15, we agree that it is important that the facts are established and that they are reported to the individual; that the individual can comment on those facts and endorse them. She will agree that it is often a process of working through the individual, whether or not they accept the facts of a particular incident. The hospital comes back to them when the complaint is at the first stage. That is often the process—there is a to-ing and fro-ing about whether the “facts” themselves are correct. The hon. Lady is absolutely right, it is important and there must be that process so that people can have confidence in the facts.
Sandra Gidley: The giving of an explanation may make clear what happened, but there is no compulsion to explain what measures will be taken to ensure that the mistake does not happen again. I accept the argument that one does not need to make a procedural change in every case. There is human error, but sometimes there are also ways in which human error can be factored out. Will the Minister consider a clause that would allow a patient to ask for an action plan or a report on what measures were being taken to prevent further recurrences? The patient should have access to such a report or plan if that is their prime motivation for bringing the complaint in the first place.
Andy Burnham: I agree that not every case will require procedural change or throw up issues of process that the hospital has to address. In my experience, that does happen, but not in every case. For precisely that reason, the Bill was amended. Clause 10(2)(i) contains a commitment to produce a report. In cases that are out of the ordinary and throw up issues that, as the hon. Member for Southport said, involve genuine human error, an apology can be made and we can make reparation. We hope that everybody will then want to move on from that unfortunate experience. Clearly, other cases will throw up questions about a whole hospital process or clinical system and we want to be sure that information about those cases is disseminated, publicly available and digested, and that changes are made. Clause 10 will enable that process to take place without imposing the unreasonable burden of requiring every complaint to be followed by an individual report.
Mr. Graham Stuart (Beverley and Holderness) (Con): I feel that the Minister and the Government risk missing an opportunity here, and I am sure that some Labour Members feel the same way. The Minister has explained very well the process that he feels that his constituents go through, which is reflected in his experience at his surgeries. One of the driving forces for a patient who feels he has been wronged is a desire to see change to ensure that the error does not happen again. It seems a mistake not to ensure that the patients themselves feel that they can see change in the form of a report.
One of the reasons for the Bill is that, too often, the NHS is defensive and gives the impression that it is reluctant to apologise or to accept change. This is an opportunity to make patients feel that they are creating change. If they do not feel that their complaint has been properly taken on board or they do not see a report of change, they may be more likely to go to court once they have established the facts rather than to accept this redress scheme. There is a possibility that the Minister has missed an opportunity here.
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Prepared 14 June 2006