Select Committee on Public Administration Minutes of Evidence


Examination of Witnesses (Questions 100-119)

15 JANUARY 2004

MR DAVID HENCKE, MR ROB EVANS AND MR MAURICE FRANKEL

  Q100 Chairman: There is a suggestion that because of Hutton, because of the changing climate, though, there might be a desire to revisit some of the more restrictive aspects of the FoI Act in terms of the veto, the arguments about harm versus potential harm. Is this what you are hearing?

  Mr Frankel: Yes, it is. There are bits in Government that are positive about freedom of information and the DCA itself is one of those bits and the ministers there and the team of officials. So there is that message. There is one point I wanted to make about this which does relate to the Ombudsman. You have this wonderful series of papers on your website that you have extracted from Government, but the one on transparency seems to me to be very, very revealing about all this, because the author goes through the arguments for maintaining existing secrecy of the honours system, and basically he or she rejects them all, and it is quite obvious that the inclination of the person writing this paper is to go for a very open system but then there are the three options presented for consideration at the end. The first is to do nothing and to maintain the status quo; the second is to give ground, issue by issue, where there is pressure; and the third is to embrace openness as an opportunity. I felt the most fascinating thing about this is that under the first option, do nothing, they actually say: Under this option we could come up with the following arguments and these would justify the use of a ministerial certificate under the Freedom of Information Act—and this is just as the Bill is becoming an Act in 2000. So we see here, contrary to what we had been told (that a veto was there for issues of major sensitivity, where there were fine dividing lines as a last resort), as part of the sort of standard assessment of options on disclosure, from somebody who obviously thinks it should be disclosed and does not give much weight to the arguments against: Well, if we have to go the other way, the way to do it is with the veto. It is interesting there is no real suggestion that you leave it to the Information Commissioner and you follow the Information Commissioner's ruling. That is not   an option. If you cannot persuade the Commissioner, you veto the Commissioner. I think that is why the existence of the veto is so damaging. It is part of the thinking in Whitehall: If we do not want to disclose it, we veto it, even where, as in this case, there is a brilliant exposition of the arguments for openness and the author is clearly convinced that the case for openness wins.

  Q101 Chairman: But when we were discussing the Bill there were endless assurances being given that the use of the veto would be such a remote, rare possibility. The fact that it is now being used on more than one occasion under the existing code arrangements prompts the question about whether this is a bad omen or not.

  Mr Frankel: I think one can have no confidence at all that the use of the veto will be a rare event. I think we must expect it to be used pretty regularly.

  Mr Hencke: Could I say something. Something extraordinary we found, both with the requests we dealt with on gifts and the judicial review we have going now over ministers' interests, is basically the information they wish to protect. The information they decided to protect and on which they had a two-year dispute over gifts, involved such startling state secrets as Tony Blair received a gold pen from Chirac or that Yasser Arafat was very free with nativity gifts—he gave about five ministers a nativity gift. It suggests to me that the culture, the secrecy culture, has been amazingly ingrained because the arguments that were put up, as I understand it, by people like David Omand and so on were that somehow the world would collapse and there would be terrible stories if Blair's gifts were published, when in fact it was an interesting story for one day, there was no suggestion of sleaze whatsoever because the rules are clear, the minister has to pay for gifts above a certain level and so on, and now we are finding out under the judicial review—because some information arrived, because we needed to know the three ministers that they are protected—that one of them involves: Should he buy a second-hand car from Rover? He properly talks to his permanent secretary, who says, this could be interpreted, though there is nothing really wrong . . . and he decides not to do it. It seems extraordinary that state security veto—as far as I understand it, this veto was mainly if it concerned the country's security—should be used to stop a second-hand car disclosure for a minister who did not take it up anyway. So I am beginning to wonder what is going on.

  Chairman: I am sure colleagues will want to come in.

  Q102 Kevin Brennan: I was going to ask you about that, looking at today's Guardian. It was David Lock, the former minister, who was involved in this. What arguments have you heard from the Government that disclosing this matter—that he had inquired as to whether it would be proper to purchase a second-hand car from Rover at presumably some sort of discount or whatever—would be, as it says on the relevant order, "Prejudicial to the safety of the state or otherwise contrary to the public interest"? Have you been given any explanation in what sense it could be?

  Mr Evans: Their explanation is that they want to protect the candour and frankness, that ministers should be able to consult their officials over such matters. That is their answer.

  Q103 Kevin Brennan: So it comes under advice, as it were.

  Mr Evans: Yes.

  Q104 Kevin Brennan: And therefore should not be disclosed. Where would you draw the line in terms of privacy? To what extent should government be able to maintain some sort of privacy and ministers have some sort of privacy in their discussions with their civil servants? Where is the line to be drawn, in your view?

  Mr Hencke: I went to one of the lobby briefings and I asked why they had issued the certificate and I was told because they did not want the Guardian to see the details of ministers' bank accounts. I said, "But the Guardian is not interested in details of ministers' bank accounts. That is a privacy issue. We have never raised this in our request at all. All we are interested in is the information that they would feel proper to disclose to their permanent secretary, because of the job they do, if it involved a conflict of interest in any of their responsibilities. We certainly are not interested in finding out whether a minister is overdrawn and also I do not see why the minister should have to tell them. That is a personal detail. We would think, as far as them doing their job, we cannot see anything wrong in information that is properly collected by government. It is rather like the gifts as well: these are official gifts, they are not private gifts. We are not asking, for instance, for the minister's birthday present list from his relatives or something. That is a private issue, but official gifts from other governments is a public issue and there is a public interest say in that. I think that is roughly where we would draw the line, at the sort of personal information boundaries, and also, to a certain extent, their private lives, unless they do something extraordinary like go on a public website about them or something like that. I mean, their personal lives really are theirs, but in their public duties, what they receive officially, we cannot understand . . . In America they would not think twice of telling you the entire gifts that President Clinton has received—as Rob found out. In fact I am told that Airforce 1 could not take off because there were so many gifts and they had to send them some other way. They were quite happy to tell us this.

  Q105 Kevin Brennan: From that list, presumably, we know what the British Government gave to George W Bush when he came on a recent state visit, do we?

  Mr Evans: You could do if you wanted to, yes.

  Q106 Kevin Brennan: But we could not find out what the Prime Minister might have received when he went to Washington last time?

  Mr Evans: Well, we can now but previously we could not.

  Q107 Kevin Brennan: Just on another point, one thing that interests me is the effect of the technological changes that have taken place since the Freedom of Information Act was introduced and a lot of the discussion was going on, and in particular the use of email in government. Obviously this caused a lot of problems in the Jo Moore affair and this Committee looked into that. What status within disclosure of information should the email have? Should it be treated exactly the equivalent of other submissions within government?

  Mr Evans: I think exactly the same. It is a document like anything else, so you just apply the same test of whether or not there is a public interest in disclosing it.

  Q108 Kevin Brennan: In previous generations obviously a lot of the stuff that is in emails would have been tittle-tattle in a corridor but now it is electronically stored and available to be transmitted around the world in a split second. Is that your view as well, Maurice?

  Mr Frankel: Absolutely. I think the Freedom of Information Act itself acknowledges this and to the extent of saying that even a request for information under the act can be made by email. They say that explicitly. I do not think anyone has any doubt in government or at the time the Bill went through that email records would be caught.

  Q109 Kevin Brennan: So when it is technically possible for information to be recorded, it should be, and become available.

  Mr Frankel: Yes.

  Q110 Kevin Brennan: So should all telephone calls between ministers and civil servants, or anyone, be recorded and transcribed and available if requested?

  Mr Frankel: If there is an audio recording of a telephone conversation, it is a record under the Freedom of Information Act.

  Q111 Kevin Brennan: Should they be recorded, is the question I am asking.

  Mr Frankel: Should they be recorded in order to make them available?

  Q112 Kevin Brennan: Yes.

  Mr Frankel: The Act's general principle is that you do not have to record information in order to make sure there is a record to disclose, whether it is an audio or a conversation and so on. Basically, you record it for the purposes of doing your work effectively. That is the motive for recording it, as opposed to forcing people to put their thoughts on paper so that they are available. As a practical matter, I would not like to propose it because I think it would put that extra bit of pressure on the system which would make it all the more resistant to the whole system, but I think that where recording is done then it is going to be accessible and it should be accessible.

  Q113 Kevin Brennan: When I briefly worked as a special advisor, I invented something called the "power pee" which is when you go to the loo in order to have a conversation that does not have to be written down,

  Mr Frankel: I think the extension would be that we would have to start putting microphones in there as well.

  Chairman: On that very point.

  Q114 Mr Prentice: On that very point: meetings at Number 10 are famously not minuted. Tony Blair decides things on his couch. There was an interesting piece in the FT yesterday or the day before by Sue Cameron. She tells us that Civil Service notes, taken of meetings at Number 10 concerning David Kelly, were sparse or of no relevance. Then she goes on to say, "Officials expect that from now on minutes of meetings at Number 10 will again be kept" and earlier on in the piece she says, "Other civil servants are starting to say no to the Prime Minster and his team. They are insisting on a return to professional standards, such as taking minutes at meetings." Have you detected this from your contacts, that there is a kind of revolt amongst the senior Civil Service, saying, "We are not going to do business in this way any more, Prime Minister. We want a return to professional standards with minutes being taken"?

  Mr Frankel: I cannot say that I have detected it myself but that is possibly because I am not close enough to the levels at which that is happening, but I would say this is very similar to what was happening in the early eighties. When our campaign was set up, one of the first organisations to affiliate was the FDA. One of the reasons the FDA wanted to associate itself publicly with the Freedom of Information campaign was that it was unhappy about the pressures it was under and the extent to which it thought it was being held responsible for the way in which decisions were taken, which were actually being taken politically by ministers. They wanted to make clear that the officials were not responsible for these things. They wanted to distance themselves. I think we are perhaps seeing a repeat of that phenomenon now.

  Mr Prentice: Thank you very much.

  Q115 Mr Liddell-Grainger: I am intrigued. Yesterday we had the interesting spectacle of the Speaker reading out a statement in the House on a situation which is going to be debated later today. I am wondering where Parliament is going to be in all of this, because the ultimate sanction for the Ombudsman and everybody is not committees like this, it is actually the green seats over there and the Speaker reading very eloquently a statement. Perhaps David and Rob, to start with: How do you feel Parliament should get itself stuck into this? There are 42 Ombudsman investigations. Do you think Parliament should toughen its act up and actually start, to put it crudely, to hold the Executive to more scrutiny?

  Mr Hencke: I certainly do. The paper that has been put out, I think by Alan Williams of the Liaison Committee, is basically saying what is in the Osmotherly Rules, and this idea that ministers can stop people appearing before committees if they do not want them to, the fact that you go for information rather than documents. I really do think you need to sharpen your act together, because, if you do not, you get the situation that a judge can actually run a much more thorough inquiry than anyone in Parliament and this actually does not look good. The best committee seems to be the Public Accounts Committee—which is not a select committee but the older committee—because it has the backing of 600 or 700 auditors and they can be quite thorough. I do think Parliament does need to . . . I also do not think you should accept no. It is rather like the strange position we had over this honours paper, when Rob requested it and you wanted it and when Hayden Phillips was here and he was not really minded . . . but, I mean, it has now come out and it has started a debate about the future of the honours system, and that is a good role for Parliament, to do this. I do not think you should put up with people keeping documents secret, particularly something as significant as that, secret for three years, and you should really push them. I am quite pleased to see that Lord Falconer has been sort of upsetting some witnesses. That is a good thing.

  Q116 Mr Liddell-Grainger: We will see what happens today, but it seems to me an abuse of Parliament where a senior minister (which he is) can put a witness into a position where he is being threatened. We have had numerous occasions where that has happened. This Committee, over the Jo Moore affair, over the Sixsmith affair, many, many times have we seen it. If you were an MP and you came over here—God help you, David—and you were now standing at the green benches and you had a private members bill, what would you—or perhaps both of you together: you can co-conspire on this, your starter for five—actually be looking for? Because surely it has to be done there, where we strengthen the Ombudsman, we strengthen our role to check the Executive and our role to make sure the people who are asked to come before it, like yourself, are not threatened. Would you be able to encompass that?

  Mr Hencke: From what I understand, the rules, when select committees were set up, were laid down by the government of the day, Lady Thatcher, and Parliament surprisingly seemed just to accept it, presumably because select committees were a new idea at the time. I certainly think Parliament should—and I do not know whether you need an Act; can you not do it through the rules of the House?—should actually scrap a lot of . . . and basically give yourself sort of full powers. I mean, you have used them. I remember once when Arthur Scargill refused to appear before the committee, the committee demanded because he was a member of the public. It seems absurd to me that you cannot get officials . . . Basically, over the Kelly case, there had to be a negotiation between the Chairman of the committee and a minister on what could be asked, when it should be nothing to do with the minister. You should have total freedom to ask exactly what you like. Otherwise you are part of the Executive. I would think those rules should go and also I think you should go for the gold standard set by Lord Hutton and actually expect to get all the background facts. The Liberal Democrats research people have done quite a good thing over parliamentary questions. They have used the Ombudsman to say: Why should the MPs not know the background facts to their questions? Again the cabinet officer David Omand argued that this was terrible, this was all about advice to ministers—you know, the facts—and the Ombudsman quite rightly pointed out: "The code says no. This has nothing to do with any ban under the code. They are background facts." He even said that in certain cases—because I had not realised—the civil servants do a trawl on all you lot actually as to why you are asking the question in the first place. It seems a bit cheeky actually, because you are actually banned under the Freedom of Information Act—I am right, am I not, Maurice—from actually asking the motive of someone. That is one of the things which Jack Straw thought at one stage, "You cannot do this." So MPs are in an extraordinary position—or will be when the Act comes in—of not having as many rights as a citizen, and that is wrong because you are the people's representatives. You should actually have more rights than citizens. I think you should go right to the top, frankly. I think you should tackle Mr Blair over this—you know, to get some change.

  Q117 Mr Liddell-Grainger: Rob, what are your thoughts on it?

  Mr Evans: I am wondering if MPs could use the Freedom of Information Act. I think the effect of that, if you start putting in applications, is that there is then a bit of weight there that would concentrate minds.

  Q118 Mr Liddell-Grainger: Do you think we ought to do it in that place or this place?—in other words, the green benches or here. Do you think it should be a select committee role or do you think it should be a parliamentary role?

  Mr Hencke: Obviously, Parliament is sort of the combination of all the select committees, and in a sense—

  Q119 Mr Liddell-Grainger: It is, to an extent, but of course Parliament cannot call witnesses: it can debate, it can put forward motions, et cetera, it could castigate the Lord Chancellor for threatening people, as a bruiser, but it cannot do much about it. But he could be asked to come before us and somebody else, the Liaison Committee, to explain his actions. Do you think that ought to be changed slightly? We cannot call Members of Parliament, obviously. Not a supreme court, but there is a way that we can get to the people who perhaps are more difficult to get at. Do you think there ought to be a tightening up of that mechanism?

  Mr Hencke: I think it would be very interesting, when the Prime Minister appeared before the Liaison Committee when they wished to ask questions, that you actually asked for some of the background papers so that the MPs were better informed. I do not know what Number 10 would think of that, but that would be quite a bold example. But I would think the select committees should actually take the view that when they have someone there that they want some background papers before the person appears. Presumably you timetable who is coming and you know who is going to come to you, so why not get the clerks to write and say, "We are going to question on this, can we have the background papers on this and this and we will pursue it" rather than sometimes having to do it afterwards—"We will write to the committee later"—and then it gets buried in an appendix somewhere and, unless you are pretty sharp or someone tips you off, you miss it. It would be rather good if you actually did it before. You would know roughly what you wanted to ask them, so why not? I would be very interested to see whether they agree.


 
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