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| | Thursday 1 September 2011 |
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| | For other Amendment(s) see the following page(s) of Supplement to Votes:
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| | 1833, 2247-54, 2263 and 2593 |
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| | Health and Social Care (Re-Committed) Bill, As Amended |
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| | | Complaints about exercise of public health functions by local authorities |
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| | To move the following Clause:— |
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| | | ‘In Part 3 of the National Health Service Act 2006 (local authorities and the NHS) |
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| | | after section 73B insert— |
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| | | “73C | Complaints about exercise of public health functions by local |
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| | | (1) | Regulations may make provision about the handling and consideration of |
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| | | complaints made under the regulations about — |
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| | | (a) | the exercise by a local authority of any of its public health |
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| | | (b) | the exercise by a local authority of its functions by virtue of |
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| | | (c) | anything done by a local authority in pursuance of arrangements |
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| | | (d) | the exercise by a local authority of any of its other functions— |
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| | | (i) | which relate to public health, and |
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| | | (ii) | for which its director of public health has responsibility; |
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| | | (e) | the provision of services by another person in pursuance of |
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| | | arrangements made by a local authority in the exercise of any |
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| | | function mentioned in paragraphs (a) to (d). |
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| | | (2) | The regulations may provide for a complaint to be considered by one or |
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| | | (a) | the local authority in respect of whose functions the complaint is |
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| | | (b) | an independent panel established under the regulations; |
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| | | (c) | any other person or body. |
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| | | (3) | The regulations may provide for a complaint or any matter raised by a |
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| | | (a) | to be referred to a Local Commissioner under Part 3 of the Local |
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| | | Government Act 1974 for the Commissioner to consider whether |
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| | | to investigate the complaint or matter under that Part; |
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| | | (b) | to be referred to any other person or body for that person or body |
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| | | to consider whether to take any action otherwise than under the |
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| | | (4) | Where the regulations make provision under subsection (3)(a) they may |
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| | | also provide for the complaint to be treated as satisfying sections 26A and |
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| | | (5) | Section 115 of the Health and Social Care (Community Health and |
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| | | Standards) Act 2003 (health care and social services complaints |
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| | | regulations: supplementary) applies in relation to regulations under this |
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| | | section as it applies in relation to regulations under subsection (1) of |
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| | | (6) | In this section, “local authority” has the same meaning as in section |
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| | | Conditions relating to the continuation of the provision of services etc. |
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| | To move the following Clause:— |
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| | | ‘(1) | The things which a licence holder may be required to do by a condition under |
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| | | section 104(1)(i)(i) include, in particular— |
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| | | (a) | providing information to the commissioners of services to which the |
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| | | condition applies and to such other persons as Monitor may direct, |
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| | | (b) | allowing Monitor to enter premises owned or controlled by the licence |
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| | | holder and to inspect the premises and anything on them, and |
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| | | (c) | co-operating with such persons as Monitor may appoint to assist in the |
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| | | management of the licence holder’s affairs, business and property. |
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| | | (2) | A commissioner of services to which a condition under section 104(1)(i), (j) or |
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| | | (k) applies must co-operate with persons appointed under subsection (1)(c) in |
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| | | their provision of the assistance that they have been appointed to provide. |
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| | | (3) | Where a licence includes a condition under section 104(1)(i), (j) or (k), Monitor |
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| | | must carry out an ongoing assessment of the risks to the continued provision of |
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| | | services to which the condition applies. |
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| | | (4) | Monitor must publish guidance— |
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| | | (a) | for commissioners of a service to which a condition under section |
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| | | 104(1)(i), (j) or (k) applies about the exercise of their functions in |
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| | | connection with the licence holders who provide the service, and |
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| | | (b) | for such licence holders about the conduct of their affairs, business and |
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| | | property at a time at which such a condition applies. |
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| | | (5) | A commissioner of services to which a condition under section 104(1)(i), (j), or |
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| | | (k) applies must have regard to guidance under subsection (4)(a). |
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| | | (6) | Monitor may revise guidance under subsection (4) and, if it does so, must publish |
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| | | (7) | Before publishing guidance under subsection (4) or (6), Monitor must obtain the |
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| | | (a) | the Secretary of State, and |
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| | | (b) | the National Health Service Commissioning Board.’. |
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| | | Duration of transitional period |
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| | To move the following Clause:— |
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| | | ‘(1) | Section 117 ceases to have effect in relation to an NHS foundation trust on 1 April |
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| | | (a) | before that date, the Secretary of State provides by order for that section |
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| | | to continue to have effect in relation to the trust, or |
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| | | (b) | the trust was authorised after 1 April 2014. |
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| | | (2) | An order under this section may provide that section 117 is to continue to have |
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| | | effect for such period as is specified— |
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| | | (a) | in relation to all NHS foundation trusts, or |
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| | | (b) | in relation only to such NHS foundation trusts as are specified. |
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| | | (3) | But an order under this section may not apply to a trust in relation to which section |
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| | | 117 has, by virtue of a previous order under this section, ceased to have effect. |
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| | | (4) | A period specified for the purposes of subsection (2)— |
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| | | (a) | must begin with the day on which section 117 would, but for the order, |
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| | | cease to have effect in relation to the trusts to which the order applies, and |
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| | | (b) | must not exceed two years. |
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| | | (5) | In the case of a trust to which an order under this section applies, and which was |
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| | | authorised on or before 1 April 2014, section 117 ceases to have effect in relation |
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| | | to the trust in accordance with that order or any subsequent orders under this |
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| | | section which apply to the trust. |
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| | | (6) | In the case of a trust which was authorised after 1 April 2014 (including a trust |
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| | | authorised on or after 1 April 2016 if, at the time it is authorised, section 117 still |
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| | | has effect), section 117 ceases to have effect in relation to the trust— |
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| | | (a) | if no order under this section is made before the end of the initial two- |
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| | | year period, at the end of that period; |
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| | | (b) | if an order under this section is made in reliance on subsection (2)(a) |
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| | | before the end of the initial two-year period, on whichever is the later |
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| | | (i) | the end of that period, and |
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| | | (ii) | the day on which that order or a subsequent order under this |
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| | | section ceases to apply to the trust; |
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| | | (c) | if an order under this section is made in reliance on subsection (2)(b) |
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| | | before the end of the initial two-year period, in accordance with section |
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| | | [Orders under section [Duration of transitional period] that apply to |
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| | | only some trusts](8) to (11). |
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| | | (7) | In this section and section [Orders under section [Duration of transitional |
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| | | period] that apply to only some trusts]— |
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| | | (a) | “the initial two-year period”, in relation to an NHS foundation trust, is the |
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| | | period of two years beginning with the day on which the trust is |
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| | | (b) | a reference to being authorised is a reference to being given an |
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| | | authorisation under section 35 of the National Health Service Act 2006. |
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| | | (8) | Section 117 is repealed as soon as there are— |
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| | | (a) | no NHS foundation trusts in relation to which it has effect, and |
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| | | (b) | no NHS trusts in existence (whether because they had all ceased to exist |
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| | | without section 182 having come into force or there are none continuing |
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| | | in existence by virtue of subsection (3) of that section).’. |
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| | | Orders under section [Duration of transitional period] that apply to only some trusts |
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| | To move the following Clause:— |
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| | | ‘(1) | Where the Secretary of State proposes to make an order under section [Duration |
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| | | of transitional period] in reliance on subsection (2)(b) of that section (“a section |
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| | | [Duration of transitional period](2)(b) order”), the Secretary of State must notify |
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| | | (2) | Monitor, having received a notification under subsection (1), must set the criteria |
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| | | that are to be applied for the purpose of determining to which NHS foundation |
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| | | trusts the order should apply. |
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| | | (3) | Before setting criteria under subsection (2), Monitor must— |
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| | | (a) | consult the Care Quality Commission and such other persons as Monitor |
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| | | considers appropriate, and |
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| | | (b) | obtain the approval of the Secretary of State. |
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| | | (4) | If the Secretary of State approves the proposed criteria, Monitor must— |
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| | | (a) | publish the criteria, |
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| | | (b) | determine, by applying the criteria, to which trusts the order should |
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| | | (c) | notify the Secretary of State of its determination, and |
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| | | (d) | publish a list of the trusts concerned. |
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| | | (5) | If the Secretary of State does not approve the proposed criteria, Monitor must |
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| | | propose revised criteria; and subsections (3)(b) and (4) apply in relation to the |
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| | | proposed revised criteria as they apply in relation to the criteria previously |
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| | | (6) | If, having received a notification under subsection (1), Monitor proposes to set |
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| | | criteria the same as those it set on the last occasion it received a notification under |
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| | | that subsection, it need not comply with subsection (3)(a). |
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| | | (7) | A section [Duration of transitional period](2)(b) order— |
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| | | (a) | must apply to all the trusts that are determined under subsection (4)(b) as |
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| | | being the trusts to which the order should apply (and to no others); |
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| | | (b) | may specify the trusts to which it applies by reference to their inclusion |
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| | | in the list published under subsection (4)(d). |
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| | | (8) | Subsection (9) applies where — |
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| | | (a) | a section [Duration of transitional period](2)(b) order is in force at a time |
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| | | when there is in existence an NHS foundation trust authorised after 1 |
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| | | (b) | the initial two-year period in relation to that trust has yet to come to an |
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| | | (a) | determine, by applying the criteria it applied under subsection (4)(b), |
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| | | whether section 117 should continue to have effect in relation to the trust |
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| | | after the end of the initial two-year period, |
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| | | (b) | notify the Secretary of State of its determination, and |
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| | | (c) | publish its determination. |
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| | | (10) | If Monitor determines under subsection (9)(a) that section 117 should so continue |
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| | | to have effect, the trust is to be treated as if it had been authorised on or before 1 |
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| | | April 2014 and as if the order referred to in subsection (7)(a) applied to it; and |
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| | | section [Duration of transitional period](5) is accordingly to apply in relation to |
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| | | (11) | If Monitor determines under subsection (9)(a) that section 117 should not so |
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| | | continue to have effect, section 117 ceases to have effect in relation to the trust |
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| | | immediately after the end of the initial two-year period.’. |
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| | | Repeal of sections [Duration of transitional period] and [Orders under section [Duration |
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| | | of transitional period] that apply to only some trusts] |
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| | To move the following Clause:— |
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| | | ‘(1) | Sections [Duration of transitional period] and [Orders under section [Duration |
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| | | of transitional period] that apply to only some trusts] are repealed immediately |
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| | | after section 117 is repealed; and in consequence of that— |
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| | | (a) | in section 62(2)(a), omit “or under sections 117 and [Orders under |
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| | | section [Duration of transitional period] that apply to only some trusts] |
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| | | of this Act (imposition of licence conditions on NHS foundation trusts |
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| | | during transitional period)”, |
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| | | (c) | in section 94(4), after paragraph (a) insert “and”, |
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| | | (d) | in section 94(4), omit paragraph (c) and the preceding “and”, and |
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| | | (e) | omit section 302(5)(e) and (8A). |
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| | | (2) | This section is repealed immediately after sections [Duration of transitional |
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| | | period] and [Orders under section [Duration of transitional period] that apply to |
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| | | only some trusts] are repealed.’. |
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| | | Objective of trust special administration |
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| | To move the following Clause:— |
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| | | ‘After section 65D of the National Health Service Act 2006 insert— |
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| | | “65DA | Objective of trust special administration |
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| | | (1) | The objective of a trust special administration is to secure— |
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| | | (a) | the continued provision of such of the services provided for the |
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| | | purposes of the NHS by the NHS foundation trust that is subject |
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| | | to an order under section 65D(2), at such level, as the |
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| | | commissioners of those services determine, and |
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| | | (b) | that it becomes unnecessary for the order to remain in force for |
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| | | (2) | The commissioners may determine that the objective set out in |
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| | | subsection (1) is to apply to a service only if they are satisfied that the |
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| | | criterion in subsection (3) is met. |
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| | | (3) | The criterion is that ceasing to provide the service under this Act would, |
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| | | in the absence of alternative arrangements for its provision under this |
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| | | (a) | have a significant adverse impact on the health of persons in need |
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| | | of the service or significantly increase health inequalities, or |
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| | | (b) | cause a failure to prevent or ameliorate either a significant |
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| | | adverse impact on the health of such persons or a significant |
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| | | increase in health inequalities. |
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| | | (4) | In determining whether that criterion is met, the commissioners must (in |
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| | | so far as they would not otherwise be required to do so) have regard to— |
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| | | (a) | the current and future need for the provision of the service under |
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| | | (b) | whether ceasing to provide the service under this Act would |
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| | | significantly reduce equality between those for whom the |
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| | | commissioner arranges for the provision of services under this |
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| | | Act with respect to their ability to access services so provided, |
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| | | (c) | such other matters as may be specified in relation to NHS |
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| | | foundation trusts in guidance published by the regulator. |
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| | | (5) | Monitor may revise guidance under subsection (4)(c) and, if it does so, |
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| | | must publish the guidance as revised. |
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| | | (6) | Before publishing guidance under subsection (4)(c) or (5), the regulator |
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| | | must obtain the approval of— |
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| | | (a) | the Secretary of State; |
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| | | (7) | The Board must make arrangements for facilitating agreement between |
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| | | commissioners in determining the services provided by the trust under |
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| | | this Act to which the objective set out in subsection (1) is to apply. |
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| | | (8) | Where commissioners fail to reach agreement in pursuance of |
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| | | arrangements under subsection (7), the Board may make the |
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| | | determination (and the duty imposed by subsection (1)(a), so far as |
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| | | applying to the commissioners concerned, is to be regarded as |
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| | | “commissioners” means the persons to which the trust provides services |
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| | | “health inequalities” means the inequalities between persons with respect to |
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| | | the outcomes achieved for them by the provision of services that are |
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| | | provided as part of the health service.”’. |
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| | | Other dissemination of information |
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| | To move the following Clause:— |
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| | | ‘(1) | The Information Centre may disseminate (other than by way of publication), to |
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| | | any such persons and in such form and manner and at such times, as it considers |
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| | | appropriate any information— |
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| | | (a) | which it collects pursuant to a direction under section 257 or a request |
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| | | (b) | which falls within subsection (2). |
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| | | (2) | Information falls within this subsection if— |
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| | | (a) | the information is required to be published under section 262; |
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| | | (b) | the information is in a form which identifies any relevant person to whom |
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| | | the information relates or enables the identity of such a relevant person |
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| | | to be ascertained and the Centre, after taking into account the public |
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| | | interest as well as the interests of the relevant person, considers that it is |
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| | | appropriate for the information to be disseminated; |
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| | | (c) | the Centre is prohibited from publishing the information only by virtue |
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| | | of it falling within section 262(2)(c) and the Centre considers it would be |
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| | | in the public interest for the information to be disseminated; |
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| | | (d) | the Centre is prohibited from publishing the information only by virtue |
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| | | of a direction given under section 262(2)(d) and that direction provides |
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| | | that the power in subsection (1) applies to the information. |
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| | | (3) | A direction under section 262(2)(d) may require the Information Centre to |
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| | | disseminate information which the Centre is prohibited from publishing only by |
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| | | (4) | A direction under section 257 may require, and a request under section 258 may |
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| | | request, the Information Centre to exercise— |
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| | | (a) | the power conferred by subsection (1) in relation to information which it |
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| | | collects pursuant to the direction or request, or |
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| | | (b) | any other power it has to disseminate such information under or by virtue |
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| | | of any other provision of this or any other Act. |
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| | | (5) | A direction under section 257 may require, and a request under section 258 may |
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| | | request, the Information Centre not to exercise the power conferred by subsection |
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| | | (1) in relation to information which it collects pursuant to the direction or request. |
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| | | (6) | Nothing in this section prevents the Information Centre from disseminating |
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| | | information (otherwise than by publishing it) pursuant to the exercise of any |
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| | | function conferred by or under any other provision of this or any other Act. |
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| | | (7) | A requirement imposed on, or a request made to, the Information Centre in |
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| | | accordance with this section to disseminate information may include a |
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| | | requirement or request about the persons to whom the information is to be |
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| | | disseminated and the form, manner and timing of dissemination.’. |
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| | | Subsequent property transfer schemes |
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| | To move the following Clause:— |
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| | | ‘(1) | This section applies in relation to any property, rights or liabilities which are |
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| | | transferred under a property transfer scheme under section 299(2) from a Primary |
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| | | Care Trust, a Strategic Health Authority or the Secretary of State to a Special |
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| | | Health Authority or a qualifying company. |
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| | | (2) | The Secretary of State may make a scheme for the transfer of any such property, |
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| | | rights or liabilities from the Special Health Authority or the qualifying company |
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| | | to any body or other person mentioned in the second column of Schedule 23. |
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| | | (3) | Subsections (1) to (4) and (6) of section 300 apply in relation to a scheme under |
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| | | subsection (2) as they apply in relation to a property transfer scheme under |
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